Is your firm an advisor to a hedge fund? If so, your firm must register (if it hasn’t already done so) as an investment advisor by February 1, 2006. Earlier this year, the SEC passed several rule amendments that require hedge fund advisors to register as investment advisors. In essence, the SEC is aiming to [...]
 |
Online Invoice Payments |
| Newsletter Signup | |
| Speaker Request | |
| Resources | |
| Job Openings | |
| Search Our Site | |
| Disclosures |
|
|
|
|
|
||||||||||||||||||
|
|
|
||||||||||||||||||
* RIA Compliance Consultants, Inc. ("RCC") is not a law firm and does not provide legal services. A compliance consulting relationship with RCC is not provided those legal and professional protections that normally exist under an attorney-client relationship. For more information, please visit our Disclosures webpage. |
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
|
|
|||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||