Kenneth Starr, an investment adviser representative, to several celebrities and other wealthy clients, was arrested on May 27th for allegedly using client funds for his own personal use. Starr has been charged in a New York District Court with fraud by an investment advisor, a wire fraud scheme to obtain property, money laundering, false statements in an [...]
Category Archives: Criminal
Wisconsin Enacts Securities Law that Toughens Penalties for Violations By Investment Advisors Against Seniors
Wisconsin has enacted a law which enhances the penalties for violations of the Wisconsin Securities Act if the violations occur against an individual who is 65 years of age or older. The Wisconsin Securities Act prohibits various forms of fraud in connection with the sale or offering of securities or any other securities transactions. Specifically, [...]
