How to Become an Investment Advisor Webinars: Investment Adviser Representative (“IAR”) Qualifications

 
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Description: RIA Compliance Consultants discusses the requirements or qualifications to register with a state securities regulator as an investment adviser representative (IAR) such as passing the Series 65 examination, the Series 66 examination plus the Series 7 examination, holding a professional designation such as the CFP, CFA, ChFC, PFS or CIS and filing the Form U4.