Upcoming Webinar

November 18, 2014

There is only a short amount of time left to register for RIA Compliance Consultants’ upcoming webinar, “Preparing Your Compliance Calendar for 2015,” which will be hosted Thursday, November 20, 2014, at 12:00 CST. This webinar will provide an overview of ongoing regulatory requirements for investment advisers, including discussion on items that should be done throughout the calendar year in efforts to stay compliant with regulatory requirements. Our consults will also provide tips for preparing a customized compliance calendar, checklists and forms to assist your investment adviser with meeting annual regulatory requirements.

This webinar will discuss a variety of topics, so do not miss this opportunity to learn some valuable tips from our consultants. Click here to learn more about this webinar.

Posted by Bryan Hill
Labels: Compliance Calendar, Webinar