20% Discount on Self-Customized Written Supervisory Procedures and Code of Ethics Manual

December 28, 2012

RIA Compliance Consultants is offering a 20% discount now until January 04, 2013, on our self-customized written supervisory procedures and code of ethics manual prepared through RIA Express – Compliance Manual Drafter. Please use the code: RIA-Express2012 at checkout to receive this discount.

RIA Express – Compliance Manual Drafter allows you to complete on your own (without a consultant) a detailed questionnaire about your investment adviser’s personnel, business model, procedures and practices. Based upon your answers, our electronic compliance manual authoring wizard, RIA Express – Compliance Manual Drafter, automatically creates for you a customized written supervisory procedures and code of ethics manual. This manual will also include a packet of sample forms and checklists that can be used to assist your investment adviser with implementing some of the ongoing compliance and code of ethics requirements. The fixed fee for this Self-Customized, Regulator Specific Manual that you prepare through RIA Express – Compliance Manual Drafter is regularly $695 but with the 20% discount will be $556 until January 4.

To purchase the SEC version of the Self-Customized, Regulator Specific Manual via RIA Express-Compliance Manual Drafter click here. To purchase -Customized, Regulator Specific Manual via RIA Express – Compliance Manual drafter for a state registered investment adviser, click here. For more information about our Complete Sample Forms Package or to see other products being offered by RIA Compliance Consultants, please click here to visit our online store.

Posted by Bryan Hill
Labels: Code of Ethics, Compliance Program, Written Policies and Procedures