Registered Investment Adviser’s Preliminary Renewal Statement Now Includes a New Line Item Fee for Each IAR

November 16, 2012

For any individual responsible for reviewing and interpreting his or her registered investment adviser firm’s Preliminary Renewal State, there’s a new line item charge worth noting.  In past years, the IARD system waived the RA system processing fee for each investment adviser representative’s electronic filing activity; however, for this year, an investment adviser firm’s renewal fees apparently include a $10.00 annual fee per investment adviser representative, which is described as “RA System Processing Fee” on an investment adviser firm’s Preliminary Renewal Statement.  For more details from the IARD system, please click here.

Posted by Bryan Hill
Labels: IAR Licensing, IARD, Renewals