2013 Renewal Program Calendar Now Available

September 13, 2012

The Investment Adviser Registration Depository (“IARD”) 2013 Renewal Program calendar is now available on the IARD website. Investment advisers are encouraged to access and utilize the 2013 renewal program calendar to ensure they do not miss important deadlines. It is imperative that investment advisers note some of the following key dates, including:

  • November 12, 2012: Preliminary Renewal Statements and reports are available for viewing and printing
  • December 13, 2012: Deadline for receipt of Preliminary Renewal Statement Payments
  • December 21, 2012: Deadline to submit form filings prior to year-end
  • February 1, 2013: Deadline for receipt of Final Renewal Statement payments and for reporting any renewal discrepancies.

The 2012 IARD renewal season is quickly approaching and investment advisor firms must plan accordingly. According to the IARD website, “[t]he IARD Renewal Program facilitates the annual renewal of investment adviser firms and their investment adviser representatives’ registrations with jurisdictions/states.”

If your investment adviser would like assistance with your firm’s annual renewals and you are an existing client of RIA Compliance Consultants, please contact your consultant. If you are potentially a new client and would like to speak to one of our consultants to see how we may assist your firm with renewals this season, please click here.

Posted by Bryan Hill
Labels: IARD, Renewals