Understanding the SEC’s Proposed New Form ADV Part 2 – Complimentary Webinar

September 08, 2008

Join us for a webinar, Understanding the SEC’s Proposed New Form ADV Part 2, on Thursday, September 25. Reserve your complimentary webinar seat now by clicking here.

Take the opportunity to better understand the details of the SEC’s proposed new Form ADV Part 2 by attending a complimentary webinar, Understanding the SEC’s Proposed New Form ADV Part 2, hosted by RIA Compliance Consultants on Thursday, September 25, 2008 from 12:00 p.m. to 1:00 p.m. CST.

As you may know, in March 2008 the U.S. Securities and Exchange Commission (“SEC”) proposed material changes to the disclosure and format requirements of the Form ADV Part 2 for a registered investment adviser. The SEC received numerous comments regarding its proposal this spring and could take action in the near future. If the SEC adopts the proposed new Form ADV Part 2 in whole or part, it undoubtedly will take a significant amount of effort by a registered investment adviser over relatively short amount time to meet the proposed requirements. However, an investment adviser can start to prepare for this possible regulatory change by taking the time now to more fully understand the likely changes and impact of the proposed new Form ADV Part 2.

During this complimentary webinar, RIA Compliance Consultants will review in detail the new Form ADV Part 2 disclosure requirements proposed by the SEC as compared to the current requirements. Additionally, RIA Compliance Consultants will discuss the controversial aspects and potentially unintended consequences of the proposed new Form ADV.

Please here if would you like to attend this complimentary webinar, Understanding the SEC’s Proposed New Form ADV Part 2, hosted by RIA Compliance Consultants. For more information about this webinar, you may also call Annie Dilocker at 877-345-4034.

  • Title: Understanding the SEC’s Proposed New Form
  • Date: Thursday, September 25, 2008
  • PC-Based Attendees Require Windows® 2000, XP Home, XP Pro, 2003 Server, or Vista
  • Macintosh®-Based Attendees Require Mac OS®

Posted by Bryan Hill
Labels: Form ADV